Tag

ai-washing

2 stories

AI May 13, 2026

SEC's 2026 Exam Question: Explain Your AI's Decision

SEC's 2026 priorities make AI explainability an exam item across advisers and broker-dealers. Black-box LLM compliance tools don't produce the trail.

AI Apr 21, 2026

SEC Charged Nate Founder $42M for AI-Washing

SEC charged Nate founder Albert Saniger with $42M AI-washing fraud. A year later, AI-washing is bipartisan SEC priority — and a line item on every founder's pitch deck.